NEWS

Did you miss our Buy-Side Webinar? Don’t worry you can download the recording here!

by | Nov 17, 2017

Download Nasdaq’s webinar where Dr Paul Young, Head of Product Development for the Buy-Side, NASDAQ, Michael O’Brien, Head of Product Management, Nasdaq and Danielle Tierney, Senior Analyst, Aite Group discuss what Buy-Side firms need to know about monitoring for Insider Trading

In the last few years, regulators around the world have shown their willingness to investigate and prosecute insider trading cases. Buy-side firms involved have suffered significant damage to their reputation, potentially resulting in lost AUM, amounting to even more than the fines and penalties themselves – and in some cases, a catastrophic loss of business.

The Key topics discussed during Nasdaq’s webcast were:

  • Approaches to insider trading & controlling the risks
  • Challenges to overcome with the upcoming implementation of MiFID II
  • Surveillance recommendations for buy-side firms
  • Partnership between Nasdaq and buy-side behavioural analytics specialist, Sybenetix

For media enquires please contact - Ryan Wells

Managing Director, Corporate Communications

ryan.wells@nasdaq.com

44 (0) 20 3753 2231

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