NEWS

Buy-Side Webinar – How to Monitor for Insider Dealing

by | Nov 1, 2017

Join Nasdaq’s webinar where Dr Paul Young will be discussing what Buy-Side firms need to know about monitoring for Insider Trading

Thursday, 9 November @ 10:00 AM ET/ 3:00 PM GMT 
 
In the last few years, regulators around the world have shown their willingness to investigate and prosecute insider trading cases. Buy-side firms involved have suffered significant damage to their reputation, potentially resulting in lost AUM, amounting to even more than the fines and penalties themselves – and in some cases, a catastrophic loss of business. 
 

Join Nasdaq’s upcoming webcast as we discuss:

  • Approaches to insider trading & controlling the risks 
  • Challenges to overcome with the upcoming implementation of MiFID II
  • Surveillance recommendations for buy-side firms 
  • Partnership between Nasdaq and buy-side behavioural analytics specialist, Sybenetix

For media enquires please contact - Ryan Wells

Managing Director, Corporate Communications

ryan.wells@nasdaq.com

44 (0) 20 3753 2231

Subscribe To Our Newsletter & Receive A Copy Of Our Insider Trading Whitepaper!!

Subscribe To Our Newsletter & Receive A Copy Of Our Insider Trading Whitepaper!!

You have Successfully Subscribed!

Share This